SEC Final Rules Archive: 2021
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| 33-11016 | Dec. 20, 2021 | Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Other Release Nos.: 34-93827; 39-2542; IC-34444 Effective Date: January 5, 2022 Federal Register version (87 FR 391) |
| 34-93701 | Dec. 2, 2021 | Holding Foreign Companies Accountable Act Disclosure (Conformed to Federal Register version)
Other Release No.: IC-34431 File No.: S7-03-21 Effective Dates: January 10, 2022, except for the addition of ยง232.405(c)(1)(iii)(C), which is effective from January 10, 2022, until July 1, 2023 See Also: Press Release No. 2021-250; Fact Sheet; Interim Final Rule Rel. No. 34-91364 Federal Register version (86 FR 70027) |
| 34-93596 | Nov. 17 2021 | Universal Proxy (Conformed to Federal Register version)
Other Release Nos.: IC-34419 File No.: S7-24-16 Effective Dates: Jan. 31, 2022 Compliance Dates: See Section II.K. See Also: Small Entity Compliance Guide; Press Release No. 2021-235; Fact Sheet; Proposed Rule Rel. No. 34-79164; Proposed Rule Rel. No. 34-91603 Federal Register version (86 FR 68330) |
| IA-5904 | Nov. 4, 2021 | Performance-Based Investment Advisory Fees (Conformed to Federal Register version)
Effective Dates: November 10, 2021 See Also: Fact Sheet Federal Register version (86 FR 62473) |
| 33-10997 | Oct. 13, 2021 | Filing Fee Disclosure and Payment Methods Modernization (Conformed to Federal Register version)
Other Release Nos.: 34-93285; IC-34396 File No.: S7-20-19 Effective Dates: January 31, 2022, except for amendments to 17 CFR 203.3a, 17 CFR 230.111, 17 CFR 240.0-9 and 17 CFR 270.0-8 regarding payment options, which are effective on May 31, 2022. Compliance Dates: See Section II.A.6 for further information on transitioning to the final rules. See Also: Small Entity Compliance Guide; Press Release No. 2021-209; Fact Sheet; Proposed Rule Rel. No. 33-10720 Federal Register version (86 FR 70166) |
| Third Quarter | ||
| 33-10984 | Sep. 20, 2021 | Adoption of Updated EDGAR Filer Manual, Form ID Amendments (Conformed to Federal Register version)
Other Release Nos.: 34-93056; 39-2540; IC-34376 Effective Date: October 7, 2021 Federal Register version (86 FR 55689) |
| 34-92727 | Aug. 23, 2021 | Freedom of Information Act Regulations (Conformed to Federal Register version)
Other Release Nos.: FOIA-194 Effective Date: August 26, 2021 Federal Register version (86 FR 47561) |
| Second Quarter | ||
| 33-10948 | Jun. 21, 2021 | Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version)
Other Release Nos.: 34-92216; 39-2539; IC-34304 Effective Date: July 28, 2021 Federal Register version (86 FR 40308) |
| First Quarter | ||
| 33-10935 | Mar. 18, 2021 | Adoption of Updated EDGAR Filer Manual, Form ID Amendments (Conformed to Federal Register version)
Other Release Nos.: 34-91352; 39-2538, IC-34226 Effective Date: May 11, 2021 Compliance Date: The applicable compliance date is discussed in Section VII. See Also: EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 25803) |